DFX Intelligence

RIA Intelligence

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Registered advisor

S•••• J••••• S•••••••

P••••• M•••• F•••••••• A•••••••independent RIAChicago, IlIA-onlyIAPD 6930612
Certified Financial Planner
Feed of 09/14/2026
Contact
what the firm publishes for this advisor, each with the page it was read from
Advisor profile
••• Lockedreportedplantemoran.comfirm site, Sep 24, 2026
Advisor profile
••• Lockedreportedplantemoran.comfirm site, Sep 24, 2026
At current firm
8 y
since Apr 2, 2018
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Independent wealth managerderived
    Years in industry
    12derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address