DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P••••• M•••• F•••••••• A•••••••

Independent wealth managerSouthfield, MichiganCRD 112158SEC 801-44058websiteIAPD
Legal name P••••• M•••• F•••••••• A•••••••• L••
Latest filing Jul 29, 2026
First filing on the tape Mar 29, 2012 · 69 filings
SEC status approved since Jun 3, 1993
RAUM
$25B
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
99%
$25B individuals and HNW
Advisors
131
registered through the firm on IAPD
RAUM per advisor
$192M
derived; firm RAUM over IAPD count
Employees
148
146 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
69 filings and snapshots on the tape
RAUM$25B as of Jul 29, 2026
Sep 20, 2012$7.3B then
HNW client RAUM$25B as of Jul 29, 2026
Sep 27, 2018$5.3B then
State-registered IARs (5.B.3)128 as of Jul 29, 2026
Sep 20, 20120 then
Employees (5.A)148 as of Jul 29, 2026
Sep 23, 201390 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 122 to 128offices 12 to 13
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
  • p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$192MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
30derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.3MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
40%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
9.4derived14 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+4.9%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.1%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Financial planning clients
3,000reportedItem 5.H
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
  • controlled by a public reporting company (10.A)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$25B98%
  • Individuals$355M1.4%
  • Corporations and businesses$96.5M0.4%
  • Charitable organizations$71.2M0.3%
Individual clients
539reported
HNW clients
3,355reported
Pension plan clients
0reported
Charitable clients
7reported
Accounts
18,766reported
Financial planning clients
3,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
131 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
H••• J••••• K••••••••Certified Financial PlannerGrand Rapids, MiFeb 27, 200827 y0
J••• J•••• L•••••Certified Financial Planner, Chartered Financial AnalystSouthfield, MiMay 21, 200830 y0
J•••• M••••••• E•••••Certified Financial PlannerAuburn Hills, MiApr 20, 200927 y0
K•••••• M••• E••••••Certified Financial PlannerSchaumburg, IlMay 12, 200918 y0
M•••••• J•••• L••••Certified Financial PlannerSouthfield, MiAug 26, 200933 y0
D•••• M•••••• S••••Certified Financial Planner, Chartered Financial AnalystGreenville, ScNov 19, 200919 y0
K•••• O•••••• B•••••Certified Financial Planner, Chartered Financial AnalystSouthfield, Mi Feb 2, 201022 y0
S•••• D••••• C•••••Certified Financial PlannerGrand Rapids, MiFeb 2, 201038 y0
R•••••• C••••••••• C•••••Certified Financial Planner, Chartered Financial AnalystWakefield, MaFeb 2, 201022 y0
J•••• M•••••• B••••Certified Financial PlannerPortage, MiFeb 2, 201032 y0
T••• L••••• M••••••Certified Financial PlannerFlint, MiFeb 4, 201024 y0
J••••••••• A••••• V•••••Certified Financial PlannerDetroit, MiFeb 4, 201020 y0
M••• D••••• C•••••••Certified Financial PlannerAuburn Hills, MiFeb 4, 201028 y0
J••• M•••••• J••••••Certified Financial PlannerChicago, IlFeb 4, 201025 y0
M••• C• D••••Certified Financial PlannerSouthfield, MiFeb 4, 201037 y0
A•••• L•••• T••••••••Certified Financial PlannerVestavia Hills, AlMar 23, 201020 y1
D•••••• A•••• C••••••Certified Financial PlannerAuburn Hills, MiMay 21, 201017 y0
W•••••• C••••••••• B•••Certified Financial PlannerAuburn Hills, MiJun 16, 201019 y0
C••••••••• S•••• D•••••••Certified Financial PlannerAnn Arbor, MiJun 16, 201017 y0
A•• C••••••• B•••••••••Certified Financial PlannerGrand Rapids, MiAug 25, 201018 y0
M•••••• N••••• F•••••Certified Financial PlannerAnn Arbor, MiOct 19, 201016 y0
E••• J••••• B•••••Certified Financial PlannerEast Lansing, MiJul 13, 201115 y0
J•••• A••••• H••••••••Certified Financial PlannerGrandview Heights, OhNov 5, 201214 y0
R••• L•• F•••••••Certified Financial Planner, Chartered Financial AnalystAuburn Hills, MiMar 28, 201316 y0
K•••• L••• S•••••Chicago, Il Nov 27, 201326 y1
J••• D••••••Certified Financial PlannerClinton Twp., MiJan 31, 201413 y0
C•••••• J••••• R••••Certified Financial PlannerClinton Twp, MiApr 7, 201413 y0
A••• P•••••• B•••••••Certified Financial PlannerChicago, IlJul 29, 201412 y0
C••••••••• E••••• B•••••Certified Financial PlannerDetroit, MiDec 1, 201412 y0
S•••• P•••••• R••••Certified Financial PlannerDenver, CoDec 2, 201422 y3
B•••• K•••• B•••••Certified Financial PlannerSouthfield, MiJan 26, 201611 y0
K•••••• O••••• F•••••••Certified Financial PlannerEast Lansing, MiFeb 8, 201611 y0
M•••••• J••• C••••••Certified Financial PlannerAnn Arbor, MiMay 24, 201611 y0
Z•••••• D••• A•••••Certified Financial PlannerGrandview Heights, OhAug 8, 201611 y0
T••••• I•••• N••••••Portage, MiSep 30, 201624 y0
R••• C•••••••• L•••••••Certified Financial PlannerSchaumburg, IlJan 3, 201716 y1
R••••• J•••• F••••Certified Financial PlannerSouthfield, MiMar 2, 201710 y0
A•••••• J••••• E••••••Certified Financial PlannerClinton Twp., MiMar 4, 201710 y0
A••••• A••••••• Z•••Certified Financial Planner, Chartered Financial AnalystSouthfield, MiApr 24, 201713 y0
M•••••• J•••• M••••••Certified Financial PlannerGrandview Heights, OhMay 30, 201710 y0
All 131 advisors at P••••• M•••• F•••••••• A•••••••
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 3.8% of current headcount21 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••• J••••• M•••••• · Chief Investment Officercontrol
    since 02/2013 · owns less than 5%
  • C•••••••• M•••• D••••• · Directorcontrol
    since 07/2024 · owns less than 5%
  • D••••• D••••• T•••••• · Chief Compliance Officercontrol
    since 04/2019 · owns less than 5%
  • D••••• J••••• A•••••••• · Chairman Of The Executive Boardcontrol
    since 07/2024 · owns less than 5%
  • E•••••• J••••• M••••••• · Directorcontrol
    since 07/2025 · owns less than 5%
  • L•••••• J•••• J•••• · President Officercontrol
    since 07/2011 · owns less than 5%
  • P•••••• R•••••• M••••• · Directorcontrol
    since 07/2008 · owns less than 5%
  • V•••••• B••••••• W•••••• · Directorcontrol
    since 07/2017 · owns less than 5%
  • W••••••••• B••••• D••••• · Directorcontrol
    since 07/2025 · owns less than 5%
Entity owners
  • P•• H•••••• G••••• L•• · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list P••••• M•••• F•••••••• A••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Southfield, Mi · principal2720
Chicago, Il1511
Ann Arbor, Mi1320
Auburn Hills, Mi1120
East Lansing, Mi1010
Denver, Co1010
Grand Rapids, Mi1011
Portage, Mi911
Detroit, Mi821
Grandview Heights, Oh820
Clinton Twp, Mi410
Flint, Mi200
Schaumburg, Il200
Columbus, Oh001
Traverse City, Mi000
Offices
Schedule D 1.F, the 25 largest
  • Chicago, IL15 employees
  • Auburn Hills, MI13 employees
  • Ann Arbor, MI12 employees
  • East Lansing, MI11 employees
  • Detroit, MI10 employees
  • Grand Rapids, MI10 employees
  • Portage, MI10 employees
  • Denver, CO9 employees
  • Columbus, OH7 employees
  • Clinton Twp., MI3 employees
  • Flint, MI1 employees
  • Schaumburg, IL1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Jul 29, 2026
    E•••••• J••••• M••••••• (DIRECTOR) appeared on Schedule A between the filings of 2024-08-14 and 2026-07-29
    peers: independent wealth managers, $20B and over (84)
  • control person changedChange between filings · filing Jul 29, 2026
    W••••••••• B••••• D••••• (DIRECTOR) appeared on Schedule A between the filings of 2024-08-14 and 2026-07-29
    peers: independent wealth managers, $20B and over (84)
  • control person changedChange between filings · filing Jul 29, 2026
    P•••••• R•••••• M••••• (DIRECTOR) left Schedule A between the filings of 2024-08-14 and 2026-07-29
    peers: independent wealth managers, $20B and over (84)
  • control person changedChange between filings · filing Jul 29, 2026
    B••••• J••••• M•••••• (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-08-14 and 2026-07-29
    peers: independent wealth managers, $20B and over (84)
  • control person changedChange between filings · filing Jul 29, 2026
    V•••••• B••••••• W•••••• (DIRECTOR) left Schedule A between the filings of 2024-08-14 and 2026-07-29
    peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
  • Other offices · 12 to 13
    Jun 17, 2026 to Jul 29, 2026
  • Accounts · 18,119 to 18,766
    Nov 10, 2025 to Mar 30, 2026
  • Advisory employees · 138 to 146
    Nov 10, 2025 to Mar 30, 2026
  • Corporate clients · 6 to 5
    Nov 10, 2025 to Mar 30, 2026
  • HNW clients · 3,205 to 3,355
    Nov 10, 2025 to Mar 30, 2026
  • Individual clients · 588 to 539
    Nov 10, 2025 to Mar 30, 2026
  • Employees · 140 to 148
    Nov 10, 2025 to Mar 30, 2026
  • State-registered IARs · 126 to 128
    Nov 10, 2025 to Mar 30, 2026
  • Discretionary RAUM · $9.7B to $10B
    Nov 10, 2025 to Mar 30, 2026
  • HNW RAUM · $23B to $25B
    Nov 10, 2025 to Mar 30, 2026
  • Individual RAUM · $370M to $355M
    Nov 10, 2025 to Mar 30, 2026
  • Non-discretionary RAUM · $13B to $15B
    Nov 10, 2025 to Mar 30, 2026
  • RAUM · $23B to $25B
    Nov 10, 2025 to Mar 30, 2026
  • Accounts · 17,525 to 18,119
    Jul 22, 2025 to Nov 10, 2025
  • Advisory employees · 144 to 138
    Jul 22, 2025 to Nov 10, 2025
  • Charity clients · 6 to 7
    Jul 22, 2025 to Nov 10, 2025
  • HNW clients · 3,147 to 3,205
    Jul 22, 2025 to Nov 10, 2025
  • Individual clients · 558 to 588
    Jul 22, 2025 to Nov 10, 2025
  • Assets in custody · $245M to $0
    Jul 22, 2025 to Nov 10, 2025
  • Employees · 146 to 140
    Jul 22, 2025 to Nov 10, 2025
  • State-registered IARs · 122 to 126
    Jul 22, 2025 to Nov 10, 2025
  • Discretionary RAUM · $9.3B to $9.7B
    Jul 22, 2025 to Nov 10, 2025
  • HNW RAUM · $21B to $23B
    Jul 22, 2025 to Nov 10, 2025
  • Individual RAUM · $370M to $370M
    Jul 22, 2025 to Nov 10, 2025
  • Non-discretionary RAUM · $12B to $13B
    Jul 22, 2025 to Nov 10, 2025
  • RAUM · $22B to $23B
    Jul 22, 2025 to Nov 10, 2025
  • Financial planning clients · More than 500 to More than 500
    Mar 28, 2025 to Jul 22, 2025
  • Accounts · 17,010 to 17,525
    Sep 26, 2024 to Mar 28, 2025
  • Advisory employees · 132 to 144
    Sep 26, 2024 to Mar 28, 2025
  • HNW clients · 3,070 to 3,147
    Sep 26, 2024 to Mar 28, 2025
  • Individual clients · 546 to 558
    Sep 26, 2024 to Mar 28, 2025
  • Assets in custody · $843M to $245M
    Sep 26, 2024 to Mar 28, 2025
  • Employees · 134 to 146
    Sep 26, 2024 to Mar 28, 2025
  • State-registered IARs · 120 to 122
    Sep 26, 2024 to Mar 28, 2025
  • Discretionary RAUM · $9.1B to $9.3B
    Sep 26, 2024 to Mar 28, 2025
  • HNW RAUM · $20B to $21B
    Sep 26, 2024 to Mar 28, 2025
  • Individual RAUM · $329M to $370M
    Sep 26, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $11B to $12B
    Sep 26, 2024 to Mar 28, 2025
  • RAUM · $21B to $22B
    Sep 26, 2024 to Mar 28, 2025
  • Accounts · 16,708 to 17,010
    Aug 14, 2024 to Sep 26, 2024
Signals
43 dated events
  • P••••• M• P•••••••• left P••••• M•••• F•••••••• A••••••• for S•••• B•••••• M••••••••• (registered 2026-08-27)
    Jul 23, 2026 · Advisor changed firm · fact
  • A••••• S•••• F••••• left P••••• M•••• F•••••••• A••••••• for K•••••• W••••• A•••••••• L•• (registered 2026-07-10)
    Jun 1, 2026 · Advisor changed firm · fact
  • J•••• C•••••••• L••• left P••••• M•••• F•••••••• A••••••• for Corient (registered 2026-06-02)
    May 12, 2026 · Advisor changed firm · fact
  • J••• T• S•••••• left P••••• M•••• F•••••••• A••••••• for M••••• S•••••• (registered 2026-02-04)
    Dec 16, 2025 · Advisor changed firm · fact
  • P••••• T••••• J••••••• left P••••• M•••• F•••••••• A••••••• for Corient (registered 2026-01-07)
    Oct 10, 2025 · Advisor changed firm · fact
  • J•••• N••••••• P•••••• left P••••• M•••• F•••••••• A••••••• for I•••••• W•••••• L•• (registered 2025-09-03)
    Jul 10, 2025 · Advisor changed firm · fact
  • E••• K••••••• F••••• left P••••• M•••• F•••••••• A••••••• for A•••••• C•••••• M••••••••• (registered 2025-08-05)
    Jul 7, 2025 · Advisor changed firm · fact
  • C•••••••• M•••• M•••••• left P••••• M•••• F•••••••• A••••••• for Captrust (registered 2025-08-14)
    Jul 7, 2025 · Advisor changed firm · fact
  • J•••• R• E••••••• left P••••• M•••• F•••••••• A••••••• for M••••• S•••••• (registered 2025-06-18)
    May 22, 2025 · Advisor changed firm · fact
  • A••• B••••••• left P••••• M•••• F•••••••• A••••••• for R•••••• W••••• (registered 2025-05-07)
    Apr 28, 2025 · Advisor changed firm · fact
  • P••••• N•••••• left P••••• M•••• F•••••••• A••••••• for C•• W••••• P••••••• L•• (registered 2025-06-02)
    Apr 10, 2025 · Advisor changed firm · fact
  • J••••• G••• B••• left P••••• M•••• F•••••••• A••••••• for H•••••••• A•••••••• L•• (registered 2025-04-29)
    Feb 26, 2025 · Advisor changed firm · fact
  • R••• P•••••• C••••• left P••••• M•••• F•••••••• A••••••• for D••••••••• P••••••••• I••• (registered 2025-06-10)
    Jan 8, 2025 · Advisor changed firm · fact
  • M•••• A••• B••••••••• left P••••• M•••• F•••••••• A••••••• for R•••••• W••••• (registered 2025-01-30)
    Nov 25, 2024 · Advisor changed firm · fact
  • D••••• C•••••• M••••••••• left P••••• M•••• F•••••••• A••••••• for M•••••• W••••• M••••••••• L• (registered 2024-09-16)
    Aug 16, 2024 · Advisor changed firm · fact
  • D••••• Mark Corombos (Director) appeared on Schedule A of P••••• M•••• F•••••••• A•••••••
    Aug 14, 2024 · Control person joined · fact
  • A•••••••• J•••• D•••• (Chairman Of The Executive Board) appeared on Schedule A of P••••• M•••• F•••••••• A•••••••
    Jul 29, 2024 · Control person joined · fact
  • E••••• J•••• Proppe (Chairman Of The Executive Board) no longer on Schedule A of P••••• M•••• F•••••••• A••••••• (listed 2024-03-28, absent 2024-07-29)
    Jul 29, 2024 · Control person left · inference
  • C•••• L••••• left P••••• M•••• F•••••••• A••••••• for R•••••• W••••• (registered 2024-07-24)
    Jun 21, 2024 · Advisor changed firm · fact
  • A•••• J••••• W•••• left P••••• M•••• F•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-05-23)
    Jun 4, 2024 · Advisor changed firm · fact
  • C••••• R••• G•••••• left P••••• M•••• F•••••••• A••••••• for C• A••••••• S••••••• (registered 2024-06-06)
    Feb 27, 2024 · Advisor changed firm · fact
  • W•••••• L•••• L•••• left P••••• M•••• F•••••••• A••••••• for R•••••• W••••• (registered 2024-04-02)
    Feb 19, 2024 · Advisor changed firm · fact
  • B••••• A••••• D•••••• left P••••• M•••• F•••••••• A••••••• for G••••••• A••••••• L•• (registered 2024-03-22)
    Feb 12, 2024 · Advisor changed firm · fact
  • J•••• M•••••• M•••••• left P••••• M•••• F•••••••• A••••••• for I••• A•••••••• L•• (registered 2024-02-20)
    Feb 12, 2024 · Advisor changed firm · fact
  • M••••• M•••••• G•••• left P••••• M•••• F•••••••• A••••••• for M•••••• F•••••••• S•••••••• L•• (registered 2025-01-01)
    Sep 6, 2023 · Advisor changed firm · fact
  • E•••• A•• A••••••••• left P••••• M•••• F•••••••• A••••••• for T•• F••••• O••••• P••••••• (registered 2023-10-31)
    Sep 5, 2023 · Advisor changed firm · fact
  • J••••• D••••• L••••••• left P••••• M•••• F•••••••• A••••••• for B•••• W••••• M••••••••• L•• (registered 2023-09-13)
    Jul 10, 2023 · Advisor changed firm · fact
  • M•• W•••••••• left P••••• M•••• F•••••••• A••••••• for R•••••• W••••• (registered 2023-05-11)
    Apr 21, 2023 · Advisor changed firm · fact
  • P••• M•••••• B••• left P••••• M•••• F•••••••• A••••••• for S••••• W••••• M••••••••• (registered 2023-04-06)
    Mar 15, 2023 · Advisor changed firm · fact
  • W•••• S•••• left P••••• M•••• F•••••••• A••••••• for C• A••••••• S••••••• (registered 2023-04-03)
    Jan 23, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/plante-moran-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
Website
WEALTH.P•••••M••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
248-352-2500reportedpublic record, Form ADV, Jul 29, 2026
Contact form
plantemoran.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$192Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026