DFX Intelligence
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Registered advisor
D•••••• A•••• D•••
Feed of 09/14/2026
Also filed as D••• A• D••••••••• D••••••••• A•••• D••••••••• A• D•••
At current firm
5 y
since Apr 6, 2021
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 6, 2021 · Gilbert, Az
- W•••• F•••• A••••••• wirehouseSep 12, 2018 to Apr 12, 2021 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2021, registered Apr 6, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address