DFX Intelligence
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Registered advisor
J•••• A•••••••• L••• S••••••
Feed of 09/14/2026
Also filed as J•••• L••••••••• L••••••••• A•••• S••••••••• A• L•••••••••
At current firm
3 y
since Apr 6, 2023
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 6, 2023 · San Diego, Ca
- W•••• F•••• A••••••• wirehouseJul 31, 2022 to Mar 29, 2023 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 29, 2023, registered Apr 6, 2023 (8 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMar 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address