DFX Intelligence
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T••••• D••• K•••••
As of · the IAPD feed; also filed as T••••• K••••••••• D••• K•••••
- At current firm
- 6 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 13, 2020
As of · the IAPD feed; also filed as T••••• K••••••••• D••• K•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Apr 13, 2020 · Chattanooga, Tn
- E••••• J•••• national BDAug 6, 2018 to Mar 3, 2020 · Dalton, Ga
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to E•••••••• A•••••••• L••left Mar 3, 2020, registered Apr 13, 2020 (41 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address