DFX Intelligence
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F•••••• M••••• H••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Phoenix, Az IAPD 6953888
As of · the IAPD feed
- At current firm
- 4 y
- In the industry
- 13 y
- Prior registered firms
- 1
- Signals
- 1
since Jan 11, 2022
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 11, 2022 · Phoenix, Az
- M••••• S•••••• wirehouseDec 24, 2019 to Jan 5, 2022 · Gilbert, Az
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 5, 2022, registered Jan 11, 2022 (6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 5, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address