DFX Intelligence
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Registered advisor
C•••••••• E•••••••• G••••••
Feed of 09/14/2026
Also filed as C•••••••• E•••••••• E••••••••• E•••••••• G••••••••• G••••••••• E• G••••••
At current firm
1 y
since Jan 31, 2025
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 31, 2025 · Nederland, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 4, 2022 to Dec 17, 2024 · Beaumont, Tx
- E••••• J•••• national BDAug 31, 2018 to Nov 7, 2022 · Beaumont, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Dec 17, 2024, registered Jan 31, 2025 (45 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 7, 2022, registered Nov 4, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedDec 17, 2024 · Advisor changed firm · fact
- ••• LockedNov 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address