DFX Intelligence
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Registered advisor
C•••••• W••••
Feed of 09/14/2026
Also filed as C•••••• J•••••• W••••
At current firm
3 y
since May 16, 2023
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince May 16, 2023 · Hermitage, Tn
- L•• F•••••••• L•• BD affiliatedAug 6, 2019 to Aug 25, 2022 · Madison, Ms
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to E•••••• A••••••• G••••• L••left Aug 25, 2022, registered May 16, 2023 (264 days) · RIA to affiliated broker-dealer or bank
Signals
- ••• LockedAug 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address