DFX Intelligence
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Registered advisor
C••••••••• R••• E•••••
Feed of 09/15/2026
Also filed as C••••••••• R••• E••••••••• E••••••••• E•••••
At current firm
4 y
since Apr 15, 2022
In the industry
15 y
since Nov 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 15, 2022 · Castle Pines, Co
- W•••• F•••• A••••••• wirehouseApr 9, 2019 to Apr 6, 2022 · Littleton, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Apr 6, 2022, registered Apr 15, 2022 (9 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address