DFX Intelligence
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Registered advisor
H••••• J•• M••••••••
Feed of 09/14/2026
Also filed as J•• M••••••••• J•• M••••••••
At current firm
3 y
since Mar 23, 2023
In the industry
46 y
since Mar 11, 1980 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Mar 23, 2023 · Wellesley, Ma
- W•••• F•••• A••••••• wirehouseNov 30, 2015 to Mar 21, 2023 · Wellesley, Ma
- S•••••• N••••••• • C••••••• I••••••••• national BDNov 7, 2008 to Nov 13, 2015 · Wellesley Hills, Ma
- R•• C•••••• M••••••• L•• national BDOct 28, 2002 to Nov 14, 2008 · Wellesley Hills, Ma
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Mar 21, 2023, registered Mar 23, 2023 (2 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Nov 13, 2015, registered Nov 30, 2015 (17 days) · Affiliated broker-dealer or bank to wirehouse
- R•• C•••••• M••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Nov 14, 2008, registered Nov 7, 2008 (-7 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address