DFX Intelligence
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Registered advisor
D••••• J••• B•••••••
Feed of 09/14/2026
Also filed as D••••• B••••••••• J••• B•••••••
At current firm
5 y
since Jul 12, 2021
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 12, 2021 · Parker, Co
- E••••• J•••• national BDApr 9, 2019 to Jul 13, 2021 · Thousand Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Jul 13, 2021, registered Jul 12, 2021 (-1 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address