DFX Intelligence
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Registered advisor
B•••••• G••• M•••
Feed of 09/14/2026
Also filed as B•••••• G••• M••••••••• M•••
At current firm
2 y
since May 13, 2024
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince May 13, 2024 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2022 to Jun 7, 2023 · Poway, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• S••••••••• I•••left Jun 7, 2023, registered May 13, 2024 (341 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address