DFX Intelligence
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Registered advisor
T•••• A••••
Feed of 09/14/2026
Also filed as T•••• H•••• A••••
At current firm
1 y
since Mar 31, 2025
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Lawrenceville, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 16, 2021 to Mar 31, 2025 · Jacksonville, Fl
- L•• F•••••••• L•• BD affiliatedOct 15, 2020 to Mar 3, 2021 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDJul 1, 2019 to Oct 2, 2020 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 3, 2021, registered Jul 16, 2021 (135 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Oct 2, 2020, registered Oct 15, 2020 (13 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address