DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••• G••••••
Feed of 09/14/2026
Also filed as C••• E••••• G••••••••• G••••••
At current firm
4 y
since Apr 13, 2022
In the industry
13 y
since Nov 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 13, 2022 · Greenwood Village, Co
- E•••••••• A•••••••• L•• national BDAug 12, 2021 to Feb 25, 2022 · Syracuse, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 29, 2020 to Apr 22, 2021 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••left Feb 25, 2022, registered Apr 13, 2022 (47 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••••• A•••••••• L••left Apr 22, 2021, registered Aug 12, 2021 (112 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address