DFX Intelligence
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Registered advisor
A••••••• K••• S••••
Feed of 09/14/2026
Also filed as A••• S•••••••• S••••••••• K••• S••••••••• S••••
At current firm
2 y
since Apr 15, 2024
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 15, 2024 · Frisco, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 2, 2022 to Nov 10, 2023 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to A••••• A•• P••••••• S•••••••left Nov 10, 2023, registered Apr 15, 2024 (157 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 10, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address