DFX Intelligence
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Registered advisor
S••••• E•••••• W•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jan 15, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• L•• state registered currentsince Jan 15, 2026 · Indianapolis, In
- W••••••••• L•• state registeredApr 4, 2024 to Dec 31, 2025 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Apr 8, 2024 · Carmel, In
- C••••• A••••••• L•• formerAug 17, 2020 to Mar 21, 2024 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to W••••••••• L••left Apr 8, 2024, registered Apr 4, 2024 (-4 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedApr 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address