DFX Intelligence
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Registered advisor
C•••• H•••••
Feed of 09/14/2026
Also filed as C•••• R•••• H••••••••• R• H•••••
At current firm
2 y
since Jun 21, 2024
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 21, 2024 · Raleigh, Nc
- M••••• S•••••• wirehouseSep 13, 2023 to May 16, 2024 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 16, 2024, registered Jun 21, 2024 (36 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address