DFX Intelligence
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N••••• T••• M•••••
As of · the IAPD feed; also filed as N••••• M••••••••• T••• M•••••
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 0
As of · the IAPD feed; also filed as N••••• M••••••••• T••• M•••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedkressfinancial.comfirm site, Sep 24, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Recruiter briefHow to read thisEvery line is a fact from a public record, or a measurement DFX made on the registration history of every advisor (2023 to 2025 cohorts), read for this advisor’s own firm where the sample allows. A move indicator means advisors with that fact moved more often; a retention indicator means they moved less. Neither says what this person will do. Recruiting value and movement evidence are kept apart on purpose.
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
- Practice attractivenessnoneno observable scale indicator beyond registration
- Team depthnone0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
- Entrepreneurial profilenoneDetails are shown to subscribers.
- Real estate activitynoneDetails are shown to subscribers.
- Contactabilitypartialprofessional profile page
Movement evidence
- Movement signalsome1 of 1 dated or circumstantial reading historically went with moving: an advisor with 5+ years in the industry added the Series 65 or 66 in the prior year. The forward-tested move model places this advisor in its Elevated band.
- Recent change activitynotableDetails are shown to subscribers.
- Independence preparationnoneNo concrete evidence of preparation for independence.
- Historical mobilitynone1 prior firm, median stay 0.3 years.
Dated changes and circumstances, and what they have meant historically
- move indicatorAn advisor with 5+ years in the industry added the Series 65 or 66 in the prior yearAt broker-dealer affiliated firms, 8.9% with this moved within a year, against 5.3% without it (1.68x, 2023 to 2025 cohorts).
Career
- 7.2 years in the industry
- 0.5 years at the current firm
- 1 prior registered firm; median stay 0.3 years
Source: IAPD adviser registrations only (broker-only history is not in this feed)
Licensing and credentials
- Registered in 1 state (firm median 2); added PA in the last 180 days
- Exams: Series 65, Series 66
- Registered as a broker as well as an adviser
Source: IAPD individual feed; broker exams and states appear once the per-person record is read
Around this advisor
- 2 of about 11 in the office left in the last 180 days
Regulatory record
Shown to subscribers, with the official record linked.
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Client Services Associatereportedkressfinancial.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 31, 2026 · Erie, Pa
- E•••••••• A•••••••• L•• BD affiliatedJul 12, 2019 to Oct 17, 2019 · Erie, Pa
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to O•••• W•••••• I•••left Oct 17, 2019, registered Mar 31, 2026 (2357 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote