DFX Intelligence
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Feed of 09/14/2026
Also filed as J••••• B••••••••• B••••••• B••••
At current firm
3 y
since Sep 28, 2022
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 28, 2022 · Richmond, Va
- E•••••••• A•••••••• L•• national BDJul 5, 2022 to Jul 18, 2022 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Jul 18, 2022, registered Sep 28, 2022 (72 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJul 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address