DFX Intelligence
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E••• F•••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since Sep 12, 2025
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 12, 2025 · Denver, Co
- C•••••• S••••• • C••• I••• national BDJul 12, 2021 to Sep 22, 2022 · Lone Tree, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to C••••••••• F•••••••• N••••••left Sep 22, 2022, registered Sep 12, 2025 (1086 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 22, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address