DFX Intelligence
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Registered advisor
E••••• E••••
Feed of 09/23/2026
At current firm
0 y
since Sep 22, 2026
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Sep 22, 2026 · Boston, Ma
- O•••• W•••••• I••• BD affiliatedAug 13, 2024 to Apr 2, 2026 · Needham Heights, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to F•••• P••••••• W•••••• L••left Apr 2, 2026, registered Sep 22, 2026 (173 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedSep 22, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address