DFX Intelligence
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K•••••• H• W•••••
As of · the IAPD feed; also filed as K•••••• W•••••
- At current firm
- 1 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
since Jun 12, 2025
As of · the IAPD feed; also filed as K•••••• W•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jun 12, 2025 · New York, Ny
- M••••• S•••••• wirehouseNov 11, 2022 to Jun 20, 2025 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jun 20, 2025, registered Jun 12, 2025 (-8 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJun 20, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address