DFX Intelligence
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Registered advisor
J•••• H•••••
Feed of 09/15/2026
Also filed as J•••• H•••••
At current firm
1 y
since Apr 16, 2025
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 16, 2025 · Grand Junction, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 6, 2023 to Jun 18, 2024 · Cambridge, Ma
- C•••••• S••••• • C••• I••• national BDFeb 10, 2022 to Jan 10, 2023 · Lone Tree, Co
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Jun 18, 2024, registered Apr 16, 2025 (302 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 10, 2023, registered Feb 6, 2023 (27 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 18, 2024 · Advisor changed firm · fact
- ••• LockedJan 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address