DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• R•• L••••
Feed of 09/14/2026
Also filed as M•••••• R•• L••••••••• L••••••••• L••••
At current firm
0 y
since Aug 14, 2026
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 14, 2026 · Grand Prairie, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 27, 2022 to Jul 9, 2025 · Bedford, Tx
- C•••••• S••••• • C••• I••• national BDDec 11, 2021 to Aug 11, 2022 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Jul 9, 2025, registered Aug 14, 2026 (401 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 11, 2022, registered Sep 27, 2022 (47 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJul 9, 2025 · Advisor changed firm · fact
- ••• LockedAug 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address