DFX Intelligence
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Registered advisor
G••• M•••••• S•••••••••
Feed of 09/14/2026
Also filed as G••• S•••••••••
At current firm
5 y
since Aug 10, 2021
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 10, 2021 · Humboldt, Tn
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 26, 2020 to Jun 2, 2021 · Jackson, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 18, 2019 to Nov 26, 2019 · Jackson, Tn
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to E••••• J••••left Jun 2, 2021, registered Aug 10, 2021 (69 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Nov 26, 2019, registered Feb 26, 2020 (92 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address