DFX Intelligence
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Registered advisor
E•••• M•••• S•••••
Feed of 09/15/2026
At current firm
4 y
since Sep 8, 2022
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Sep 8, 2022 · Greenwood Village, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 13, 2020 to Jul 15, 2022 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••left Jul 15, 2022, registered Sep 8, 2022 (55 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address