DFX Intelligence
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Registered advisor
B•••• G••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since May 26, 2015
In the industry
26 y
since Dec 29, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 26, 2015 · Naples, Fl
- P••• A••••• S••••••••• L•• BD affiliatedNov 1, 2010 to May 21, 2015 · Naples, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDAug 30, 2007 to Oct 6, 2010 · Fort Myers, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 7, 2005 to Sep 6, 2007 · Lawrenceville, Nj
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left May 21, 2015, registered May 26, 2015 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Oct 6, 2010, registered Nov 1, 2010 (26 days) · Other
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 6, 2007, registered Aug 30, 2007 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address