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Registered advisor
J•••••• B•••• G•••••
Feed of 09/14/2026
Also filed as J••• G•••••
At current firm
16 y
since May 19, 2010
In the industry
45 y
since May 8, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 19, 2010 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseJul 13, 2007 to Jun 7, 2010 · Charlotte, Nc
- R•••••• J•••• • A••••••••• I••• national BDOct 18, 2006 to Jul 6, 2007 · St. Petersburg, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 27, 1991 to Sep 26, 2006 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 7, 2010, registered May 19, 2010 (-19 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Jul 6, 2007, registered Jul 13, 2007 (7 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 26, 2006, registered Oct 18, 2006 (22 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address