DFX Intelligence
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C••••••••• A• B••••••
As of · the IAPD feed; also filed as C•••• B••••••
- At current firm
- 1 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
since Jun 24, 2025
As of · the IAPD feed; also filed as C•••• B••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 24, 2025 · Alpharetta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 6, 2021 to Jun 3, 2025 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 3, 2025, registered Jun 24, 2025 (21 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 3, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address