DFX Intelligence
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Registered advisor
D••••• E•••••• H••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••• H••••••••• H••••••••• E•••••• H••••••••• E• H••••••••
At current firm
0 y
since Feb 10, 2026
In the industry
16 y
since Mar 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 10, 2026 · Soquel, Ca
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jan 30, 2026 · Marina, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 1, 2024 to Mar 31, 2025 · Monterey, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Jan 30, 2026, registered Feb 10, 2026 (11 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJan 30, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address