DFX Intelligence
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Registered advisor
K••• A• B••••
Feed of 09/14/2026
Also filed as K••• A••• B••••••••• A••• B••••••••• A• B••••••••• B••••••••• B•••••••
At current firm
4 y
since May 20, 2022
In the industry
26 y
since Aug 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 20, 2022 · Casper, Wy
- E••••• J•••• national BDJul 8, 2020 to May 23, 2022 · Casper, Wy
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left May 23, 2022, registered May 20, 2022 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address