DFX Intelligence
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Registered advisor
R••••• J• I•••••
Feed of 09/14/2026
At current firm
2 y
since Feb 20, 2024
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 20, 2024 · Providence, Ri
- J••• M••••• S••••••••• L•• wirehouseSep 22, 2022 to Jan 18, 2024 · Cranston, Ri
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 4, 2021 to Aug 19, 2022 · Riverside, Ri
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 18, 2024, registered Feb 20, 2024 (33 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Aug 19, 2022, registered Sep 22, 2022 (34 days) · Wirehouse to wirehouse
Signals
- ••• LockedJan 18, 2024 · Advisor changed firm · fact
- ••• LockedAug 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address