DFX Intelligence
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Registered advisor
C•••••• J•••• C•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C• C••••••••• J•••• C••••••••• C••••••••• J•••• C•••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Hingham, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 13, 2022 to Mar 31, 2025 · Portland, Me
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 18, 2021 to Apr 27, 2022 · Falmouth, Me
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 6, 2020 to Jan 22, 2021 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 27, 2022, registered Jun 13, 2022 (47 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to M•• I•••••••• S•••••••• L••left Jan 22, 2021, registered Aug 18, 2021 (208 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedApr 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address