DFX Intelligence
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Registered advisor
M••• T••••• B•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Jun 29, 2021
In the industry
44 y
since May 11, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jun 29, 2021 · Pointe Au Baril
- N••••• • L•••• S••••••••• I••• unclassifiedJul 22, 1997 to Jan 28, 2003 · Slingerlands, Ny
Moves
a registration end followed by a registration begin elsewhere
- N••••• • L•••• S••••••••• I••• to C••••••••• F•••••••• N••••••left Jan 28, 2003, registered Jun 29, 2021 (6727 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address