DFX Intelligence
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A•••••• J••••• B••••••
As of · the IAPD feed; also filed as A•••••• B••••••
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since May 23, 2025
As of · the IAPD feed; also filed as A•••••• B••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 23, 2025 · Geneva, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2020 to May 27, 2025 · Pittsford, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 27, 2025, registered May 23, 2025 (-4 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 27, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address