DFX Intelligence
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Registered advisor
W•• Q•• L••••
Feed of 09/14/2026
Also filed as W•• Q••
At current firm
3 y
since Nov 11, 2022
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 11, 2022 · Richardson, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 4, 2021 to Aug 31, 2022 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K••••• A••••••• S•••••••• L••left Aug 31, 2022, registered Nov 11, 2022 (72 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedAug 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address