DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• E• P•••••••••
Feed of 09/23/2026
At current firm
0 y
since Sep 22, 2026
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Sep 22, 2026 · Fort Lauderdale, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 16, 2024 to Jul 31, 2026 · Milwaukee, Wi
- C•••••• S••••• • C••• I••• national BDJul 21, 2023 to Oct 11, 2024 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to E•••••• A••••••• G••••• L••left Jul 31, 2026, registered Sep 22, 2026 (53 days) · Other
- C•••••• S••••• • C••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 11, 2024, registered Dec 16, 2024 (66 days) · Other
Signals
- ••• LockedSep 22, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address