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M••••• A• R•••
Registered advisorat M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dual registrant· Bellevue, WaIAPD 7307298
As of · the IAPD feed; also filed as M••••• L••••••••• A•••• L••••••••• R•••
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since Mar 13, 2025
As of · the IAPD feed; also filed as M••••• L••••••••• A•••• L••••••••• R•••
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 13, 2025 · Bellevue, Wa
- J••• M••••• S••••••••• L•• wirehouseNov 29, 2023 to Mar 9, 2025 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 9, 2025, registered Mar 13, 2025 (4 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMar 9, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address