E•••• A••• T•••

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Mar 4, 2024

In the industry

44 y

since May 12, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to Mar 13, 2024 · Cheshire, Ct
S•••••••• F••••••••• I••• former
Oct 31, 2005 to Sep 1, 2023 · Cheshire, Ct
S••••••••• S••••••••• I••• unclassified
Aug 26, 2005 to Oct 31, 2005 · Cheshire, Ct
C•••••••• G••••• M•••••• I••• BD affiliated
May 16, 2003 to Aug 15, 2005 · Hartford, Ct
U•• F•••••••• S••••••• I••• wirehouse
Mar 24, 1993 to Jun 30, 2003 · Middlebury, Ct

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Mar 13, 2024, registered Mar 4, 2024 (-9 days) · Affiliated broker-dealer or bank to another
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to S••••••••• S••••••••• I•••
left Aug 15, 2005, registered Aug 26, 2005 (11 days) · Other
U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••
left Jun 30, 2003, registered May 16, 2003 (-45 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address