DFX Intelligence
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Registered advisor
D••••• W••••
Feed of 09/15/2026
Also filed as D••••• P••• W••••
At current firm
1 y
since Sep 10, 2025
In the industry
15 y
since Nov 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Sep 10, 2025 · Greenwood Village, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 18, 2021 to Feb 9, 2022 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••left Feb 9, 2022, registered Sep 10, 2025 (1309 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address