DFX Intelligence
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Registered advisor
L••••• W• I•••••
Feed of 09/15/2026
Also filed as L••••• I••••••••• W• I••••••••• I••••• W• M••••••••• W• M••••• I•••••
At current firm
1 y
since Aug 5, 2025
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 5, 2025 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDSep 16, 2022 to Aug 6, 2025 · Mc Pherson, Ks
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Aug 6, 2025, registered Aug 5, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedAug 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address