DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C•••• S• T••••
Feed of 09/14/2026
Also filed as C•••• T••••
At current firm
3 y
since Feb 21, 2023
In the industry
9 y
since Oct 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Feb 21, 2023 · Pittsburgh, Pa
- E•••••••• A•••••••• L•• national BDSep 22, 2021 to Feb 15, 2023 · Bala Cynwyd, Pa
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Feb 15, 2023, registered Feb 21, 2023 (6 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address