DFX Intelligence
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Registered advisor
C••••••• J••• K•••••••
Feed of 09/14/2026
Also filed as C••••••• J• K••••••••• J• K•••••••
At current firm
2 y
since May 20, 2024
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince May 20, 2024 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 24, 2022 to May 9, 2023 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left May 9, 2023, registered May 20, 2024 (377 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMay 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address