DFX Intelligence
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Registered advisor
D•••• H••••••
Feed of 09/14/2026
Also filed as D•••• H••••••••• N•••••• H••••••
At current firm
1 y
since Mar 31, 2025
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · St Louis, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 30, 2024 to Mar 31, 2025 · St Louis, Mo
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 25, 2023 to Mar 14, 2024 · St Charles, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 14, 2024, registered Oct 30, 2024 (230 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address