DFX Intelligence
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Registered advisor
W••••• R••• B•••••
Feed of 09/14/2026
Also filed as R••• B•••••
At current firm
2 y
since Aug 12, 2024
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 12, 2024 · Newport Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 7, 2022 to Jul 23, 2024 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 23, 2024, registered Aug 12, 2024 (20 days) · Wirehouse to wirehouse
Signals
- ••• LockedJul 23, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address