DFX Intelligence
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Registered advisor
C••••••• A• W•••••
R••• P•••••• • A••••••••• L•• D•••• S•••••••• W••••• A•••••••independent RIADewitt, NyIA-onlyIAPD 7397236
Feed of 09/14/2026
At current firm
5 y
since Jun 20, 2021
In the industry
26 y
since Apr 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••• P•••••• • A••••••••• L•• D•••• S•••••••• W••••• A••••••• independent RIA currentsince Jun 20, 2021 · Dewitt, Ny
- R••••• I••••••••• A•••••••• I•• BD affiliatedDec 6, 2023 to Apr 7, 2026 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- R••••• I••••••••• A•••••••• I•• to no registered destinationleft Apr 7, 2026 · Departure, no registered destination
Signals
- ••• LockedApr 7, 2026 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address