DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Realta Investment Advisors, Inc
Latest filing Aug 6, 2026
First filing on the tape Mar 29, 2012 · 64 filings
SEC status approved since Jun 6, 2007
RAUM
$385M
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
98%
$378M individuals and HNW
Advisors
57
registered through the firm on IAPD
RAUM per advisor
$6.8M
derived; firm RAUM over IAPD count
Employees
61
54 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$385M as of Aug 6, 2026
Mar 29, 2012$271M then
HNW client RAUM$202M as of Aug 6, 2026
Mar 29, 2018$62.1M then
State-registered IARs (5.B.3)60 as of Aug 6, 2026
Apr 1, 20130 then
Employees (5.A)61 as of Aug 6, 2026
Apr 1, 201342 then
Private funds: no history
RAUM +12% over the last fiscal year-21% a year over threeIARs 64 to 60
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $6.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $535,658derivedHNW RAUM over HNW clients
- Average account
- $313,071derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 62%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.0derived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -36%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $217M, 568 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$202M53%
- Individuals$176M46%
- Pension and profit-sharing plans$6.4M1.7%
- Corporations and businesses$608,9140.2%
- Individual clients
- 835reported
- HNW clients
- 378reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 1,231reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $255M managedreported
- Custody of client assets
- $217M for 568 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=58.0derived
Advisors registered through the firm
57 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kurtis Jay Stroemel | Philadelphia, Pa | Aug 2, 2011 | 26 y | 4 |
| Charles M Sobel | Wilmington, De | Dec 7, 2011 | 17 y | 0 |
| Reed Michael O'Brien | Wilmington, De | Nov 25, 2013 | 23 y | 1 |
| Jay Reid Porter | Wilmington, De | Apr 24, 2015 | 43 y | 2 |
| James Francis Mccrory | Wilmington, De | May 26, 2016 | 45 y | 2 |
| Skip Massengill | Wilmington, De | Jun 9, 2017 | 44 y | 2 |
| Nancy Thi Hoang | Austin, Tx | Jan 31, 2018 | 18 y | 3 |
| Bobby Kyle Cowand | Austin, Tx | Feb 1, 2018 | 33 y | 2 |
| Byron Graham Moore | Columbia, Md | May 16, 2018 | 27 y | 5 |
| John Eli Frick | Wilmington, De | Jun 18, 2018 | 28 y | 3 |
| Blane C Tierney | Lafayette, Nj | Oct 16, 2018 | 38 y | 2 |
| Lloyd Thomas Layton | Wilmington, De | Feb 5, 2019 | 39 y | 5 |
| Robert Thure Gustafson | Wilmington, De | Feb 26, 2019 | 24 y | 2 |
| Daniel Foraker | Wilmington, De | Feb 7, 2020 | 20 y | 1 |
| David Francis Vitt | Wilmington, De | Mar 24, 2020 | 27 y | 4 |
| David Sylvan Cooper | Brentwood, Tn | Nov 10, 2020 | 32 y | 4 |
| Edward Thomas Enstice | Linwood, Nj | Mar 29, 2021 | 33 y | 3 |
| Steven Horn | New York, Ny | Nov 10, 2021 | 31 y | 2 |
| Kenneth Russell Boyd | Willoughby, Oh | Dec 14, 2021 | 26 y | 5 |
| Shaun Eck | Deer Park, Il | Jul 6, 2022 | 17 y | 9 |
| Steven Kent Quinly | Wilmington, De | Aug 1, 2022 | 47 y | 1 |
| Dan Holzer | San Diego, Ca | Sep 8, 2022 | 16 y | 1 |
| James Marion NelsonCertified Financial Planner | Lake Wales, Fl | Sep 12, 2022 | 24 y | 5 |
| Mathias Schulz | Wilmington, De | Jun 21, 2023 | 11 y | 0 |
| Richard GoodwinChartered Financial Consultant | Richardson, Tx | Jun 28, 2023 | 33 y | 3 |
| Jennifer Diane Lander | Dallas, Tx | Jul 7, 2023 | 12 y | 1 |
| Thomas Caine Shultz | Wilmington, De | Jul 25, 2023 | 17 y | 3 |
| Donald Lee Wells | Seattle, Wa | Aug 2, 2023 | 43 y | 3 |
| Amy White Widener | Wilmington, De | Sep 22, 2023 | 28 y | 2 |
| Thomas Samuel Lisk | Wilmington, De | Oct 3, 2023 | 21 y | 4 |
| Stephen Claude Forsyth LovellCertified Financial Planner, Chartered Financial Consultant | Emerald Hills, Ca | Nov 22, 2023 | 29 y | 7 |
| Richard Scott TobanChartered Financial Consultant | Wilmington, De | Nov 30, 2023 | 17 y | 4 |
| James Edward Van Meter | Wilmington, De | Jan 26, 2024 | 19 y | 3 |
| Zelalem Baalu Girma | Wilmington, De | Jan 30, 2024 | 26 y | 9 |
| Charlie Elamparo | Wilmington, De | Feb 14, 2024 | 14 y | 1 |
| Alfred Gesing | Wilmington, De | Jun 17, 2024 | 10 y | 1 |
| Bhagwati Mahendru | Wilmington, De | Nov 8, 2024 | 33 y | 2 |
| Michael Martin Mirich | Escondido, Ca | Jan 1, 2025 | 16 y | 3 |
| John Edward Scott | Tampa, Fl | Jan 1, 2025 | 25 y | 4 |
| Robert Barrett Schilling | Stevensville, Md | Jan 9, 2025 | 29 y | 6 |
Advisor movement
6 left, 12 joined in 12 months
net +6 in 12 months2 left in 90 days2 joined in 90 daysdeparture rate 11% of current headcount41 left over 36 months
Left, latest
- Noah Labelle to LPL Financial LLCSep 2, 2026 · Affiliated broker-dealer or bank to another
- Johnny Borrelli to Crescent Advisor Group, Inc.Jul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ryan J Munoz to Clairalpha Advisors LLCJun 8, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Jason Douglas Konskier to Nfsg CorporationMar 31, 2026 · Affiliated broker-dealer or bank to another
- Raymond Cripps De Witt to Transce3nd LLCJan 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sean Patrick Gunning to Arkadios Wealth AdvisorsOct 1, 2025 · Affiliated broker-dealer or bank to another
- Elizabeth Legacy to Robinhood Asset ManagementMay 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Mark William Karstrom to Fourstar Wealth Advisors, LLCApr 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Craig M Wiener to Alden Investment GroupMar 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Abbey Dawn Eastham to Independent Financial Group, LLCFeb 25, 2025 · Affiliated broker-dealer or bank to another
- Kevin Michael Keefe to Independent Financial Group, LLCFeb 14, 2025 · Affiliated broker-dealer or bank to another
- Justin Duane Mundt to Transce3nd LLCJan 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Keith Joseph Furio to Independent Financial PartnersJan 13, 2025 · Affiliated broker-dealer or bank to another
- Ross B Fronk to Ashton Thomas Securities, LLCOct 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- Robert E Davis to Independent Financial PartnersOct 24, 2024 · Affiliated broker-dealer or bank to another
Joined, latest
- Timothy Farrington Checko from LPL Financial LLCSep 4, 2026 · Affiliated broker-dealer or bank to another
- John C Stadtmueller from LPL Financial LLCJun 24, 2026 · Affiliated broker-dealer or bank to another
- William Cady Edwards from Zacks Investment Management, Inc.May 29, 2026 · RIA to affiliated broker-dealer or bank
- Vincent Michael Tassone from Raymond James & Associates, Inc.Mar 24, 2026 · Affiliated broker-dealer or bank to another
- Noah Labelle from LPL Financial LLCMar 6, 2026 · Affiliated broker-dealer or bank to another
- Raymond Cripps De Witt from Transce3nd LLCFeb 27, 2026 · RIA to affiliated broker-dealer or bank
- Ryan J Munoz from Transce3nd LLCFeb 6, 2026 · RIA to affiliated broker-dealer or bank
- Kevin Emanuel Kelly from Osaic Wealth, Inc.Jan 22, 2026 · Affiliated broker-dealer or bank to another
- Jeffrey Guy Labelle from International Assets Investment Management, LLCJan 5, 2026 · Affiliated broker-dealer or bank to another
- Noah D. Wertheimer from J.P. Morgan Securities LLCNov 20, 2025 · Wirehouse to affiliated broker-dealer or bank
- Richard Willson Ranck from Valor Consulting & DistributionOct 16, 2025 · Other
- Zachary Waldon from Equitable Advisors, LLCSep 17, 2025 · Affiliated broker-dealer or bank to another
- Stanley William Smrke from Transamerica Financial Advisors, LLCMar 10, 2025 · Affiliated broker-dealer or bank to another
- Dillon Dee Hall from Arkadios Wealth AdvisorsMar 4, 2025 · Affiliated broker-dealer or bank to another
- Anthony Jerry Kulhanek from Crescent Advisor Group, Inc.Jan 17, 2025 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Independent Financial Group, LLCFeb 14, 2025 · Wilmington, De
- 2 left for Nations Financial Group, Inc.Sep 4, 2024 · Wilmington, De
- 4 left for Independent Financial PartnersAug 27, 2024 · Hockessin, De
- 2 left for Premier Private Wealth Management, LLCAug 8, 2024 · Palm Harbor, Fl
- 2 left for Veritas Wealth Management LLCMay 4, 2018 · Wilmington, De
- 3 left for Jemma Financial ServicesSep 14, 2016 · Wilmington, De
- 2 joined from Titan SecuritiesJun 30, 2023 · Argyle, Tx
- 4 joined from Wells Fargo AdvisorsOct 15, 2018 · Fairfield, Nj
- 2 joined from Cary Street PartnersMar 1, 2018 · Austin, Tx
- 2 joined from Waddell & ReedMay 31, 2016 · Charleroi, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Timothy Bowman · Chief Financial Officer/Finopcontrolsince 04/2024 · owns less than 5%
- Michael Kevin Keefe · President, Chief Operations Officer, And Ceocontrolsince 08/2023 · owns less than 5%
- Anne Elizabeth Legacy · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- Lee Ryan Hanks · Shareholdersince 10/2022 · owns 75% or more of Madison Capital Group LLC
Entity owners
- Orange Street Holdings Inc · Shareholderdirect · owns 75% or more
- Cameron Financial Holdings LLC · Shareholderindirect · owns 75% or more of Orange Street Holdings Inc
- Madison Capital Group LLC · Shareholderindirect · owns 75% or more of Cameron Financial Holdings LLC
Related persons
Schedule D 7.A
- Realta Equities Insurance Agency Increal estaten
- Realta Equities, Inc.broker-dealern
- Realta Risk Advisors, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wilmington, De · principal | 57 | 13 | 4 | ||
| New York, Ny | 4 | 1 | 0 | ||
| Dallas, Tx | 3 | 1 | 0 | ||
| Austin, Tx | 2 | 0 | 0 | ||
| Bristol, Va | 2 | 0 | 0 | ||
| Philadelphia, Pa | 2 | 1 | 0 | ||
| San Diego, Ca | 2 | 0 | 0 | ||
| Seattle, Wa | 2 | 0 | 0 | ||
| Richardson, Tx | 1 | 0 | 1 | ||
| Wylie, Tx | 0 | 0 | 1 | ||
| Memphis, Tn | 0 | 0 | 0 | ||
| Chadds Ford, Pa | 0 | 0 | 0 | ||
| Annapolis, Md | 0 | 0 | 0 | ||
| Highland Village, Tx | 0 | 0 | 0 | ||
| Aptos, Ca | 0 | 0 | 0 | ||
| Bradenton, Fl | 0 | 0 | 1 | ||
| Glen Rock, Pa | 0 | 0 | 0 | ||
| Hockessin, De | 0 | 0 | 0 | ||
| Las Vegas, Nv | 0 | 0 | 0 | ||
| North Haledon, Nj | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lancaster, PA2 employees
- , 2 employees
- Lake Wales, FL2 employees
- Philadelphia, PA1 employees
- , 1 employees
- Stevensville, MD1 employees
- Linwood, NJ1 employees
- Willoughby, OH1 employees
- Deer Park, IL1 employees
- Tallahassee, FL1 employees
- Scottsdale, AZ1 employees
- Bristol, VA1 employees
- Bellevue, WA1 employees
- Murray, UT1 employees
- Escondido, CA1 employees
- Centennial, CO1 employees
- Columbia, MD1 employees
- New York, NY1 employees
- Orinda, CA1 employees
- Philadelphia, PA1 employees
- Aquebogue, NY1 employees
- , 1 employees
- Cincinnati, OH1 employees
- Elkridge, MD1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 13, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $343,465,487 to $385,389,938, advisors 64 to 60, private clients 1901 to 1213, offices 28 to 28 (2025-03-31 to 2026-03-13)peers: affiliated wealth managers (187)
- client count collapseChange between filings · filing Mar 13, 2026individual and HNW clients (Item 5.D) moved from 1,901.0 to 1,213.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-13; the peer median change was +9.0% (19 comparable advisers, 0.0th percentile of changes)peers: affiliated wealth managers (19) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,958 to 1,231Sep 18, 2025 to Mar 13, 2026
- BD registered reps · 61 to 58Sep 18, 2025 to Mar 13, 2026
- Charity clients · 2.0 to unsetSep 18, 2025 to Mar 13, 2026
- Corporate clients · 11 to 7Sep 18, 2025 to Mar 13, 2026
- HNW clients · 367 to 378Sep 18, 2025 to Mar 13, 2026
- Individual clients · 1,534 to 835Sep 18, 2025 to Mar 13, 2026
- Pension plan clients · 44 to 11Sep 18, 2025 to Mar 13, 2026
- Assets in custody · $173M to $217MSep 18, 2025 to Mar 13, 2026
- Employees · 64 to 61Sep 18, 2025 to Mar 13, 2026
- Insurance-licensed employees · 1 to 0Sep 18, 2025 to Mar 13, 2026
- State-registered IARs · 64 to 60Sep 18, 2025 to Mar 13, 2026
- Discretionary RAUM · $223M to $238MSep 18, 2025 to Mar 13, 2026
- HNW RAUM · $182M to $202MSep 18, 2025 to Mar 13, 2026
- Individual RAUM · $141M to $176MSep 18, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $121M to $148MSep 18, 2025 to Mar 13, 2026
- Pension RAUM · $16.8M to $6.4MSep 18, 2025 to Mar 13, 2026
- RAUM · $343M to $385MSep 18, 2025 to Mar 13, 2026
- Wrap assets (manager) · $221M to $255MSep 18, 2025 to Mar 13, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 6, 2025
- Accounts · 3,529 to 1,958Feb 14, 2025 to Mar 31, 2025
- Advisory employees · 72 to 54Feb 14, 2025 to Mar 31, 2025
- BD registered reps · 80 to 61Feb 14, 2025 to Mar 31, 2025
- Charity clients · 4 to 2Feb 14, 2025 to Mar 31, 2025
- Corporate clients · 25 to 11Feb 14, 2025 to Mar 31, 2025
- HNW clients · 83 to 367Feb 14, 2025 to Mar 31, 2025
- Individual clients · 3,241 to 1,534Feb 14, 2025 to Mar 31, 2025
- Pension plan clients · 176 to 44Feb 14, 2025 to Mar 31, 2025
- Assets in custody · $245M to $173MFeb 14, 2025 to Mar 31, 2025
- Employees · 83 to 64Feb 14, 2025 to Mar 31, 2025
- State-registered IARs · 83 to 64Feb 14, 2025 to Mar 31, 2025
- Other offices · 37 to 28Feb 14, 2025 to Mar 31, 2025
- Discretionary RAUM · $683M to $223MFeb 14, 2025 to Mar 31, 2025
- HNW RAUM · $148M to $182MFeb 14, 2025 to Mar 31, 2025
- Individual RAUM · $616M to $141MFeb 14, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $117M to $121MFeb 14, 2025 to Mar 31, 2025
- Pension RAUM · $24.7M to $16.8MFeb 14, 2025 to Mar 31, 2025
- RAUM · $800M to $343MFeb 14, 2025 to Mar 31, 2025
- Wrap assets (manager) · $119M to $221MFeb 14, 2025 to Mar 31, 2025
- Accounts · 3,760 to 3,529Jan 5, 2024 to Apr 1, 2024
- Advisory employees · 68 to 72Jan 5, 2024 to Apr 1, 2024
Signals
60 dated events
- Noah Labelle left Realta Investment Advisors, Inc for Lpl Financial Llc (registered 2026-09-04)Sep 2, 2026 · Advisor changed firm · fact
- Johnny Borrelli left Realta Investment Advisors, Inc for Crescent Advisor Group, Inc. (registered 2026-07-14)Jul 7, 2026 · Advisor changed firm · fact
- Ryan J Munoz left Realta Investment Advisors, Inc for Clairalpha Advisors Llc (registered 2026-05-20)Jun 8, 2026 · Advisor changed firm · fact
- Courtney A Wellar no longer registered at Realta Investment Advisors, Inc; no later IA registration on IAPDApr 7, 2026 · Advisor departure · fact
- Jason Douglas Konskier left Realta Investment Advisors, Inc for Nfsg Corporation (registered 2026-04-09)Mar 31, 2026 · Advisor changed firm · fact
- Raymond Cripps De Witt left Realta Investment Advisors, Inc for Transce3Nd Llc (registered 2025-12-10)Jan 22, 2026 · Advisor changed firm · fact
- Sean Patrick Gunning left Realta Investment Advisors, Inc for Arkadios Wealth Advisors (registered 2025-10-01)Oct 1, 2025 · Advisor changed firm · fact
- Elizabeth Legacy left Realta Investment Advisors, Inc for Robinhood Asset Management (registered 2026-01-13)May 28, 2025 · Advisor changed firm · fact
- Mark William Karstrom left Realta Investment Advisors, Inc for Fourstar Wealth Advisors, Llc (registered 2020-12-16)Apr 28, 2025 · Advisor changed firm · fact
- Realta Investment Advisors, Inc reported 28 offices beyond its principal office, down from 37 (2025-02-14 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Realta Investment Advisors, Inc reported 64 state-registered advisory representatives, down from 83 (2025-02-14 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- Realta Investment Advisors, Inc reported RAUM $343.5M, down 57% from $799.7M (2025-02-14 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Craig M Wiener left Realta Investment Advisors, Inc for Alden Investment Group (registered 2025-03-07)Mar 11, 2025 · Advisor changed firm · fact
- Abbey Dawn Eastham left Realta Investment Advisors, Inc for Independent Financial Group, Llc (registered 2025-02-20)Feb 25, 2025 · Advisor changed firm · fact
- Toni Lynn Sutherland no longer registered at Realta Investment Advisors, Inc; no later IA registration on IAPDFeb 18, 2025 · Advisor departure · fact
- Kevin Michael Keefe left Realta Investment Advisors, Inc for Independent Financial Group, Llc (registered 2025-04-24)Feb 14, 2025 · Advisor changed firm · fact
- 2 advisors left Realta Investment Advisors, Inc (Wilmington, DE) for Independent Financial Group, LLC within 11 daysFeb 14, 2025 · Team lift-out · derived
- Justin Duane Mundt left Realta Investment Advisors, Inc for Transce3Nd Llc (registered 2024-09-12)Jan 28, 2025 · Advisor changed firm · fact
- Keith Joseph Furio left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2025-01-08)Jan 13, 2025 · Advisor changed firm · fact
- Robert E Davis left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2024-10-14)Oct 24, 2024 · Advisor changed firm · fact
- Ross B Fronk left Realta Investment Advisors, Inc for Ashton Thomas Securities, Llc (registered 2024-11-05)Oct 24, 2024 · Advisor changed firm · fact
- Aileen F Defroda left Realta Investment Advisors, Inc for Ashton Thomas Securities, Llc (registered 2024-10-21)Oct 2, 2024 · Advisor changed firm · fact
- Roman Savage Leniw left Realta Investment Advisors, Inc for Nations Financial Group, Inc. (registered 2024-09-04)Sep 5, 2024 · Advisor changed firm · fact
- Frank M Calabrese left Realta Investment Advisors, Inc for Nations Financial Group, Inc. (registered 2024-09-03)Sep 4, 2024 · Advisor changed firm · fact
- 2 advisors left Realta Investment Advisors, Inc (Wilmington, DE) for Nations Financial Group, Inc. a day apartSep 4, 2024 · Team lift-out · derived
- Matthew Dwayne Rakerd left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2024-08-28)Aug 29, 2024 · Advisor changed firm · fact
- Dwayne Matthew Rakerd (Chief Growth Officer) no longer on Schedule A of Realta Investment Advisors, Inc (listed 2024-07-08, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- Arthur John Barragan (Chief Operation Officer) no longer on Schedule A of Realta Investment Advisors, Inc (listed 2024-07-08, absent 2024-08-29)Aug 29, 2024 · Control person left · inference
- Erik Somerville left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2024-08-23)Aug 27, 2024 · Advisor changed firm · fact
- Gregg Michael Somerville left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2024-08-28)Aug 27, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/realta-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- REALTAWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-657-5200reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026