DFX Intelligence
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Registered advisor
E••• M•••••• L••••
Feed of 09/14/2026
Also filed as E••• L••••
At current firm
0 y
since Oct 16, 2025
In the industry
23 y
since Sep 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Oct 16, 2025 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDJul 29, 2021 to Aug 3, 2021 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Aug 3, 2021, registered Oct 16, 2025 (1535 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address