DFX Intelligence
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Registered advisor
E•••• N••••• L••••
Feed of 09/14/2026
Also filed as E•••• N••••• B••••
At current firm
1 y
since Jun 18, 2025
In the industry
16 y
since Jul 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 18, 2025 · Plantation, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 16, 2022 to Jun 20, 2025 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 20, 2025, registered Jun 18, 2025 (-2 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJun 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address