DFX Intelligence
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Registered advisor
J••••• W•••••
Feed of 09/14/2026
Also filed as J••••• O• W•••••
At current firm
2 y
since May 24, 2024
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 24, 2024 · Carle Place, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 17, 2022 to May 22, 2024 · Hempstead, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 22, 2024, registered May 24, 2024 (2 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address